Show simple item record

hal.structure.identifierGroupe de Recherche en Droit, Economie et Gestion [GREDEG]
dc.contributor.authorMarty, Frédéric
HAL ID: 181371
ORCID: 0000-0003-4091-8572
hal.structure.identifier
dc.contributor.authorKirat, Thierry
HAL ID: 736110
ORCID: 0000-0001-9681-6765
dc.date.accessioned2016-07-08T08:03:13Z
dc.date.available2016-07-08T08:03:13Z
dc.date.issued2015
dc.identifier.urihttps://basepub.dauphine.fr/handle/123456789/15616
dc.language.isoenen
dc.subjectFinancial marketen
dc.subjectsubstantive regulationen
dc.subjectprocedural deterrenceen
dc.subjectlegalization of organizationen
dc.subject.ddc306.3en
dc.titleThe regulatory practice of the French financial markets Authority, 2006-2011. From substantive to procedural financial regulation ?en
dc.typeCommunication / Conférence
dc.description.abstractenFraud and misconduct in financial markets have recently become a key regulatory issue against the backdrop of the financial crisis. This paper investigates the sanctions policy and practices of the French financial regulator, Autorité des Marchés Financiers (AMF). It argues that, over time, the AMF has shifted from substantive to procedural regulation of finance. This shift consists in departing from sanctions based on observed outcomes in the market and, instead, assessing how the internal organizational schemes of financial firms actually perform. The AMF's new policy and practice involves a process of legalization of organizations; it also evidences a tendency to delegate regulation to financial firms themselvesen
dc.contributor.countryeditoruniversityotherFRANCE
dc.subject.ddclabelSociologie économiqueen
dc.relation.conftitleColloque international Recherche et Régulationen
dc.relation.confdate2015-06
dc.relation.confcityParisen
dc.relation.confcountryFranceen
dc.relation.forthcomingnonen
dc.description.ssrncandidatenonen
dc.description.halcandidateouien
dc.description.readershiprechercheen
dc.description.audienceInternationalen
dc.relation.Isversionofjnlpeerreviewednonen
dc.relation.Isversionofjnlpeerreviewednonen
dc.date.updated2016-07-08T07:30:40Z
hal.identifierhal-01343301*
hal.version1*
hal.author.functionaut
hal.author.functionaut


Files in this item

FilesSizeFormatView

There are no files associated with this item.

This item appears in the following Collection(s)

Show simple item record